Investment Management


Repeatable alpha driven by bottom-up fundamental research

Introduction to Equity

Contact Us

Charles M. Shaffer, JD Charles M. Shaffer, JD Managing Director, Head of Institutional Distribution (212) 309-6457

Investment Strategies

The Equity team's philosophy, team structure and process leverage their best ideas to produce consistent performance that earns high rankings for excess returns and risk efficiency.

Large Cap Growth Large Cap Value Mid Cap Growth SMID Cap Growth Small Cap Core Small Cap Growth Outcome-Oriented Equity


  • Intensive fundamental research is the heart of the process
  • Bottom-up security selection seizes opportunities
  • Disciplined portfolio construction helps control risk


  • Broad-based team of investment professionals averages 15 or more years of experience
  • Career sector analysts with the expertise and authority to pick the best stocks in their sectors
  • Team-based approach fully leverages stockpicking skills and promotes individual and collective accountability


  • Sector-based customized research exploits uncorrelated sources of excess returns
  • Repeatable investment process produces consistent outperformance vs. benchmark and peers
  • Disciplined portfolio construction promises strong and reliable risk-adjusted returns